Goto Main Content
:::
    Location：
  1. Home
  2. Law
  3. Legislative History

Legislative History

Title： Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants CH
Announced Date： 2009-11-06
Amended Date： 2014-05-29
Category： Financial Supervisory Commission（金融監督管理委員會）
1. Full text of 36 articles adopted and issued per 6 November 2009 Order No. Financial-Supervisory-Securities-Firms-0980057293 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
2. Article 21 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Firms-10300133222 of the Financial Supervisory Commission