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Title:
Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants
CH
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Financial Supervisory Commission(金融監督管理委員會)
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Legislative History
Chapter I General Principles
§ 1
Chapter II Business Permission
§ 12
Chapter III Monitoring and Oversight
§ 21
Section 1 Finances and Operations
§ 21
Section 2 Personnel
§ 29
Chapter IV Supplementary Provisions
§ 34