1. Full text of 27 articles adopted and issued per 8 November 2002 Order No. Taiwan-Finance-Securities-VII-0910005646 of the Securities and Futures Commission, Ministry of Finance; for enforcement from the date of issuance
2. Articles 2, 6, 7, 11, 13, 20-25 amended and issued, and Articles 15-1 and 23-1 newly added, per 20 October 2004 Order No. Financial-Supervisory-Securities-VII-0930004943 of the Financial Supervisory Commission, Executive Yuan
3. Full text of 28 articles amended and issued per 27 June 2008 Order No. Financial-Supervisory-Securities-VII-0970031239 of the Financial Supervisory Commission, Executive Yuan, for enforcement from the date of issuance
4. Article 6 amended and issued per 2 August 2010 Order No. Financial-Supervisory-Securities-Futures-0990041012 of the Financial Supervisory Commission, Executive Yuan
5. Articles 10 and 26 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Futures-1030013322 of the Financial Supervisory Commission
6. Articles 2 and 11 amended per 18 February 2017 Order No. Financial-Supervisory-Securities-Futures-1060003633 of the Financial Supervisory Commission
7. Article 21 amended and issued per 26 October 2020 Order No. Financial-Supervisory-Securities-Firms-1090364936 of the Financial Supervisory Commission