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Legislative History

1. Full text of 18 articles promulgated on 2 October 2002 per Letter No. Taiwan-Finance-Securities-(IV)-0910005113 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of promulgation
2. Articles 9, 10, and 12 amended and issued 19 March 2008 per Letter No. Financial Supervisory-Securities-IV-0970010378 of the Financial Supervisory Commission, Executive Yuan