1. Full text of 14 articles jointly adopted and issued per 26 December 2013 Order No. Financial-Supervisory-Securities-Firms-1020053236 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1020050903 of the Central Bank of the Republic of China (Taiwan), for implementation from the date of issuance
2. Articles 2 and 3 amended and issued per 23 November 2015 Order No. Financial-Supervisory-Securities-Firms-1040042727 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1040044394 of the Central Bank of the Republic of China (Taiwan)
3. Article 9-1 added per 3 August 2016 Order No. Financial-Supervisory-Securities-Firms-1050026839 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1050029200 of the Central Bank of the Republic of China (Taiwan)
4. Articles 5 and 14 amended and Articles 13-1 to 13-3 added per 18 August 2017 Order No. Financial-Supervisory-Securities-Firms-1060027209 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1060031033 of the Central Bank of the Republic of China (Taiwan), for implementation from the date of issuance, with the exception of Article 13-1, paragraph 1 and Articles 13-2 and 13-3, which shall be implemented from 1 January 2018.