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Legislative History

Title: Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms CH
Announced Date: 2006-06-12
Amended Date: 2024-08-19
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 19 articles adopted and issued per 12 June 2006 Order No. Financial-Supervisory-Securities-II-0950002731 of the Financial Supervisory Commission, Executive Yuan
2. Article 16 amended and issued per 6 March 2007 Order No. Financial-Supervisory-Securities-II-0960008172 of the Financial Supervisory Commission, Executive Yuan
3. Article 8 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
4. Articles 3, 8, and 16 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission
5. Articles 2, 7, 8, 10, 11, 16, 17, and 19 amended and issued per 15 September 2015 Order No. Financial-Supervisory- Securities-Firms-1040030808 of the Financial Supervisory Commission; for implementation from 30 November 2015
6. Articles 8, 9, 14, and 18 amended issued and Article 7-1 added per 19 August 2024 Order No. Financial-Supervisory- Securities-Firms-1130384044 of the Financial Supervisory Commission