4. Article 3 was amended and issued on August 8, 2000 by Securities and Futures Commission, Ministry of Finance per Ruling Ref. No. (89) Taiwan-Finance-Securities-(IV)-68814
5. Full text of 31 articles amended and issued 23 October 2006 per Order No. Financial-Supervisory-Securities-IV-0950004751 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
6. Article 3 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission
7. Articles 14, 18 to 20, 22, 23, 26, and 31 amended per 26 November 2015 Order No. Financial-Supervisory-Securities-SITC-1040046524 of the Financial Supervisory Commission; for enforcement from the date of public issuance, with the exception of Articles 18 to 20 and 26, which will be enforced from 30 November 2015, and Articles 14, 22, and 23, which will be enforced from 1 February 2016