1. Full text of 6 articles jointly adopted and issued per 8 August 2017 Order No. Financial-Supervisory-Securities-Firms-1060024984 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1060028930 of the Central Bank of the Republic of China (Taiwan), for enforcement from the date of issuance
2. Article 2 amended and issued per 22 June 2022 Order No. Financial-Supervisory-Securities-Firms-1110382316 of the Financial Supervisory Commission and Order No. Taiwan-Central-Foreign-XI-1110022129 of the Central Bank of the Republic of China (Taiwan)