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Legislative History

Title: Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers CH
Announced Date: 2008-02-19
Amended Date: 2015-01-21
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 23 articles adopted and issued per 19 February 2008 Order No. Financial-Supervisory-Securities-II-0970004485 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
2. Full text of 24 articles amended and issued per 27 January 2010 Order No. Financial-Supervisory-Securities-Firms-0990003320 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
3. Articles 6, 11, 22, and 23 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Firms-10300133222 of the Financial Supervisory Commission
4. Article 6 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission