Standards Governing the Establishment of Futures Commission Merchants - Legislative History - Laws & Regulations Database of The Republic of China (Taiwan)

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Legislative History

Title：	Standards Governing the Establishment of Futures Commission Merchants CH
Announced Date：	1997-05-30
Amended Date：	2015-01-06
Category：	Financial Supervisory Commission（金融監督管理委員會）
Attachment：	Appendix 6：Application by Foreign Futures Commission Merchant for Permission to Establish Branch Unit .PDF Appendix 6：Application by Foreign Futures Commission Merchant for Permission to Establish Branch Unit .doc Appendix 7：Application by Foreign Futures Commission Merchant for Issuance of Branch Unit Business Permit .PDF Appendix 7：Application by Foreign Futures Commission Merchant for Issuance of Branch Unit Business Permit .doc

1. Full text of 47 articles adopted and issued per 30 May 1997 Order No. (86) Taiwan-Finance-Securities-(V)-03221 of the Securities and Futures Commission, Ministry of Finance; for enforcement from 1 June 1997
2. Articles 8, 9, 11, 12, 16, 19, 22, 23, 25, 27, 28, 29, 34, 39, 40, 42, 43, 47 and attachment 10 to Article 27 amended and issued, Articles 27-1, 28-1, 40-1, Attachment 17 to Article 27-1, and Attachment 18 to Article 28-1 added, and Article 46 deleted, per 5 October 2000 Order No. (89)-Taiwan-Finance-Securities-(VII)-04375 of the Securities and Futures Commission, Ministry of Finance; for enforcement from the date of issuance
3. Articles 24, 26, 29, 35, and 37 amended and issued per 26 November 2001 Order No. (90)-Taiwan-Finance-Securities-(VII)-006203 of the Securities and Futures Commission, Ministry of Finance
4. Full text of 51 articles adopted and issued per 31 December 2002 Order No. Taiwan-Finance-Securities-VII-0910006411 of the Securities and Futures Commission, Ministry of Finance; for enforcement from the date of issuance
5. Articles 25, 27, 32, 38, and 40 amended and issued per 14 January 2003 Order No. Taiwan-Finance-Securities-VII-09200000210 of the Securities and Futures Commission, Ministry of Finance
6. Articles 25, 27, and 40 amended and issued per 2 December 2003 Order No. Taiwan-Finance-Securities-VII-0920153545 of the Securities and Futures Commission, Ministry of Finance
7. Articles 2, 5, 25, and 40 amended and issued per 22 March 2006 Order No. Financial-Supervisory-Securities-VII-0950001388 of the Financial Supervisory Commission, Executive Yuan
8. Articles 26 and 33 amended and issued per 2 October 2007 Order No. Financial-Supervisory-Securities-VII-0960052678 of the Financial Supervisory Commission, Executive Yuan
9. Articles 2 and 10 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Futures-1030013322 of the Financial Supervisory Commission
10. Articles 13, 24, 29, 31, 37, 39, 42, 43, and 46 amended and issued per 6 January 2015 Order No. Financial-Supervisory-Securities-Futures-1030050108 of the Financial Supervisory Commission