1. Full text of 21 articles adopted and issued per 30 October 2004 Order No. Financial-Supervisory-Securities-IV-0930005157 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
2. Articles 2, 3, 5, 6, 7, 8, and 20 amended and issued, and Articles 3-1 and 5-1 added, per 20 September 2005 Order No. Financial-Supervisory-Securities-IV-0940004156 of the Financial Supervisory Commission, Executive Yuan
3. Articles 2, 5, 5-1, 7, 15, 16, and 20 amended and issued, and Articles 5-2 and 15-1 added, per 2 May 2008 Order No. Financial-Supervisory-Securities-IV-09700179632 of the Financial Supervisory Commission, Executive Yuan
4. Article 3 amended and issued per 11 October 2010 Order No. Financial-Supervisory-Securities-Firms-0990051567 of the Financial Supervisory Commission, Executive Yuan
5. Articles 5-1, 15, and 16 amended and Article 5-3 added per 20 December 2010 Order No. Financial-Supervisory-Securities-SITC-0990069311 of the Financial Supervisory Commission, Executive Yuan
6. Articles 2, 5, 7 and 20 amended and issued per 1 August 2012 Order Financial-Supervisory-Securities-SITC-1010032368 of the Financial Supervisory Commission
7. Articles 3-1 and 4 amended and issued per 26 October 2020 Order No. Financial-Supervisory-Securities-Firms-1090364936 of the Financial Supervisory Commission
8. Articles 15 and 21 amended and Articles 2-1 and 7-1 added per 22 December 2022 Order No. Financial-Supervisory-Securities-SITC-1110385547 of the Financial Supervisory Commission; for enforcement from the date of issuance, except for Article 7-1, which will be enforced from 1 January 2023