1. Full text of 39 articles adopted and issued per 30 October 2004 Order Financial-Supervisory-Securities-(IV)-No. 0930005202 of the Financial Supervisory Commission, Executive Yuan, for implementation from date of promulgation
2. Articles 17, 20, 22, 30, 32, and 38 amended and issued; Article 29-1 added; Articles 7, 31, 33, and 34 deleted per 20 January 2006 Order No. Financial-Supervisory-Securities-(IV)-0950000359 of the Financial Supervisory Commission, Executive Yuan
3. Articles 5, 17, 19, 22, 25, 29, and 29-1 amended and issued, Article 22-1 added, and Article 27 deleted per 24 November 2006 Order No. Financial-Supervisory-Securities-IV-0950005239 of the Financial Supervisory Commission, Executive Yuan
4. Articles 4, 20, 21, 23, 38 amended and issued and Article 18 deleted 17 March 2008 per Order No. Financial-Supervisory-Securities-IV-09700081761 of the Financial Supervisory Commission, Executive Yuan
5. Title of Chapter 4 and Article 25 amended and issued and Article 24-1 added per 4 August 2008 Order No. Financial-Supervisory-Securities-II-0970039639 of the Financial Supervisory Commission, Executive Yuan
6. Article 13 amended and issued per 31 December 2009 Order No. Financial-Supervisory-Securities-SITC-0980070099 of the Financial Supervisory Commission, Executive Yuan
7. Article 25 amended and issued per 16 March 2010 Order No. Financial-Supervisory-Securities-Firms-09900119992 of the Financial Supervisory Commission, Executive Yuan
8. Articles 2 and 13 amended and issued per 27 July 2012 Order No. Financial-Supervisory-Securities-SITC-1010033473 of the Financial Supervisory Commission
9. Articles 3, 24-1, and 25 amended and issued per 28 November 2014 Order No. Financial-Supervisory-Securities-SITC-1030048271 of the Financial Supervisory Commission
10. Articles 12, 13, 24-1, 26, and 28 amended and Articles 5-1, 12-1, 17-1, and 26-1 added per 17 December 2020 Order No. Financial-Supervisory-Securities-SITC-1090365710 of the Financial Supervisory Commission