Legislative History
1. Full 34 articles promulgated 10 December 2002 per Order No. Taiwan-Finance-Securities-I-0910006105 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of announcement
2. Articles 3, 6, 8 to 10, 14, 17, and 24 amended, and Article 33-1 added, with the above changes issued on 19 January 2007 per Order No. Financial-Supervisory-Securities-I-0960001463 of the Financial Supervisory Commission, Executive Yuan
3. Articles 2, 7, 9 to 11, 13, 14, 24, 30, 31, and 33 amended, and Articles 11-1 and 33-2 added per 13 February 2012 Order No. Financial-Supervisory-Securities-Corporate-1010004588 of the Financial Supervisory Commission, Executive Yuan
4. Articles 3, 4, 9 to 11, 13 to 15, 20, 30, and 33-2 amended and issued per 30 December 2013 Order No. Financial-Supervisory-Securities-Corporate-1020053073 of the Financial Supervisory Commission
5. Articles 9, 11, 14, 22, and 30 amended and issued per 9 February 2017 Order No. Financial-Supervisory-Securities-Corporate-1060001296 of the Financial Supervisory Commission
6. Full text of 36 articles amended and issued per 26 November 2018 Order No. Financial-Supervisory-Securities-Corporate-1070341072 of the Financial Supervisory Commission; for implementation from 1 January 2019
7. Articles 5, 9 to 11, 15, 31, and 36 amended and issued per 28 January 2022 Order No. Financial-Supervisory-Securities-Corporate-1110380465 of the Financial Supervisory Commission