1. Thirty-eight articles were promulgated and enforced on 4 November 2000 per Order No. (89) Taiwan-Finance-Securities-(I)-04797 of the Securities & Futures Commission, Ministry of Finance.
2. Article 21bis was promulgated and Articles 3, 5, 7, 8, 9, 21, 23, 24, 25, 26, 34, and 36 were amended and promulgated on 9 April 2001 per Order No. (90) Taiwan-Finance-Securities-(I)-000845 of the Securities & Futures Commission, Ministry of Finance.
3. Articles 7, 9, 13, 21, 21bis, and 30 were amended and promulgated and Articles 10bis and 27bis, were added and promulgated on 26 December 2001 per Order No. (90)-Taiwan-Finance-Securities-(I)-006745 of the Securities and Futures Commission, Ministry of Finance
4. Articles 3, 5, and 7 through 10 were added and promulgated, pre-amendment Articles 10bis through 36 were amended and renumbered as Articles 11 through 39, pre-amendment Article 38 was renumbered as Article 40, and pre-amendment Article 37 was deleted per Order No. Taiwan-Finance-Securities-(I)-0920001343 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of promulgation.
5. Thirty-nine articles amended and promulgated in full 31 December 2003 per Order No. Taiwan-Finance-Securities-I-0920160317 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of promulgation
6. Articles 4, 9, 11, 12, 14, 20, 22, 27, 29, 35, and 39 amended and promulgated per Order No. Financial-Supervisory-Securities-I-0930005933 of 09 December 2004 of the Financial Supervisory Commission, Executive Yuan; Articles 12, 22, and 29 implemented from 01 January 2005; all other amended articles in these Regulations implemented from the date of promulgation
7. Full text of 39 articles amended and issued in full per Order No. Financial-Supervisory-Securities-I-0950001653 of 4 April 2006 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
8. Article 9 amended and issued 30 July 2008 per Order No. Financial-Supervisory-Securities-I-09700387001 of the Financial Supervisory Commission, Executive Yuan
9. Articles 9, 10, 12, 15, 16, 19, 20, 22, 26, 27, 29, 34, and 35 amended and issued per 11 May 2010 Order No. Financial-Supervisory-Securities-Corporate-0990021191 of the Financial Supervisory Commission, Executive Yuan
10. Articles 4, 6, 8, and 9 and Attachments 1 to 13, 17, 19, and 20 to Articles 12, 14, 22, and 29 amended and issued, and Article 38-1 added, per 17 September 2012 Order No. Financial-Supervisory-Securities-Corporate-1010042947 of the Financial Supervisory Commission
11. Article 22 amended and issued per 27 August 2013 Order No. Financial-Supervisory-Securities-Corporate-1020029369 of the Financial Supervisory Commission
12. Articles 6, 10 to 12, 13 to 15, 17, 19, 20, and 28, Attachment 2 to Article 12, and Attachments 14 and 20 to Article 21 amended and issued, and Article 12-1 and Attachment 5-1 added, per 24 October 2014 Order No. Financial-Supervisory-Securities-Corporate-1030041675 of the Financial Supervisory Commission
13. Article 9 amended and issued per 12 November 2015 Order No. Financial-Supervisory-Securities-Corporate-1040044352 of the Financial Supervisory Commission
14. Articles 3 and 9 and Table 3 of Article 12 amended, and Article 38-1 deleted, per 29 March 2021 Order No. Financial-Supervisory-Securities-Corporate-1100335023 of the Financial Supervisory Commission