Legislative History
1.Promulgated 7 August 2000 per Letter No. Taiwan-Finance-Securities (Legal)-2723 of the Securities and Futures Commission.
2.Articles 5 and 7 were amended and promulgated on 13 October 2000 per Letter No. Taiwan-Finance-Securities-04474 of the Securities and Futures Commission.
3.Articles 2 and 7 were amended and promulgated and Article 2-1 was added and promulgated on 26 June 2001 per Order No. (90)-Taiwan-Finance-Securities-(III)-140124 of the Securities and Futures Commission.
4.Articles 3, 4, 6, and 8 were amended and promulgated on 30 July 2002 per Order No. Taiwan-Finance-Securities-(III)-0910004075 of the Securities and Futures Commission.
5.Articles 2, 9, 10, and 13 amended, Article 10-1 added, and Article 12 deleted, with the above changes issued 16 March 2007 per Order No. Financial-Supervisory-Securities-III-0960010025 of the Financial Supervisory Commission, Executive Yuan; Article 10-1 to be implemented from 1 January 2008
6.Articles 3, 7, and 8 amended and issued per 10 July 2008 Order No. Financial-Supervisory-Securities-III-0970033727 of the Financial Supervisory Commission, Executive Yuan
7.Articles 2, 3, 5, 8, and 13 amended and issued, and article 11-1 added, per 22 August 2012 Order No. Financial-Supervisory-Securities-Trading-1010037349 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of the proviso to paragraph 3 of Article 8, which shall be enforced from the fiscal year of 2013
8.Article 10 amended and issued per 15 August 2022 Order No. Financial-Supervisory-Securities-Corporate-1110383426 of the Financial Supervisory Commission