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Legislative History

Title: Regulations Governing the Issuance of Call (Put) Warrants by Issuers CH
Announced Date: 2000-11-03
Amended Date: 2022-04-26
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 14 articles issued per 3 January 2000 Order No. (89)-Taiwan-Finance-Securities-(II) 82828 of the Securities and Futures Commission, for implementation from the date of promulgation.
2. Articles 3, 4, 6, 7, and 9 amended and issued per 19 September 2001 Order No. (90)-Taiwan-Finance-Securities-(II) 155697 of the Securities and Futures Commission, for implementation from the date of promulgation.
3. Articles 2, 4, 6, 7, 8, 10, 11, 12, and 13 amended and issued per 25 February 2003 Order No. (92)-Taiwan-Finance-Securities-II-0920000754 of the Securities and Futures Commission, for implementation from the date of promulgation.
4. Articles 7 and 8 amended and issued and Article 9 was deleted per 31 December 2003 Order No. Taiwan-Finance-Securities-II-0920005374 of the Securities and Futures Commission, Ministry of Finance
5. Article 2 amended and issued per 26 May 2004 Order No. Taiwan-Finance-Securities-II-0930002252 of the Securities and Futures Commission, Ministry of Finance
6. Article 2 amended and issued per 29 August 2006 Order No. Financial-Supervisory-Securities-II-0950004045 of the Financial Supervisory Commission, Executive Yuan
7. Full text of 24 articles amended and titles of Chapters 1 to 4 added, with said changes issued per 28 December 2007 Order No. Financial-Supervisory-Securities-II-0960070907 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
8. Articles 8, 16, and 22 amended and issued per 29 December 2008 Order No. Financial-Supervisory-Securities-II-0970068927 of the Financial Supervisory Commission, Executive Yuan
9. Article 8 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
10. Articles 8 and 15 to17 amended and issued per 7 April 2010 Order No. Financial-Supervisory-Securities-Firms-0990014380 of the Financial Supervisory Commission, Executive Yuan
11. Title and Articles 1, 5 to 8, 10, 13, and 16 amended and issued, Article 9-1 added, and Articles 11 and 12 deleted per 10 July 2012 Order No. Financial-Supervisory-Securities-Firms-1010030243 of the Financial Supervisory Commission (Original title: Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers)
12. Article 8 amended per 25 April 2014 Order No. Financial-Supervisory-Securities-Futures-1030012154 of the Financial Supervisory Commission
13. Articles 5, 9 and 23, and Appendix to Article 5 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Firms-10300133222 of the Financial Supervisory Commission
14. Articles 5, 7, 8, 9-1, 10, 15, and 23 amended, Article 23-1 added, and Article 9 deleted per 8 July 2016 Order No. Financial-Supervisory-Securities-Firms-1050025009 of the Financial Supervisory Commission
15. Article 7 amended per 26 April 2022 Order No. Financial-Supervisory-Securities-Firms-1110381663 of the Financial Supervisory Commission