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Legislative History

Title: Regulations Governing the Offering and Issuance of Securities by Foreign Issuers CH
Announced Date: 1992-06-20
Amended Date: 2021-03-29
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 23 articles adopted and promulgated by the Securities and Futures Commission, Ministry of Finance per 20 June 1992 Order No. (81) Taiwan-Finance-Securities-(I) 01327
2. Name changed (original name: Criteria Governing the Offering and Issuance of Taiwan Depositary Receipts) and full text of 39 articles amended and promulgated by the Securities and Futures Commission, Ministry of Finance per 6 February 1996 Order No. (85) Taiwan-Finance-Securities-(I) 00321
3. Full text of 50 articles amended and promulgated by the Securities and Futures Commission, Ministry of Finance per 30 June 1997 Order No. (86) Taiwan-Finance-Securities-(I) 03632
4. Articles 4, 9, 14, 16, 18, 20, 21, and 43 amended and promulgated by the Securities and Futures Commission, Ministry of Finance per 28 October 1997 Letter No. (86) Taiwan-Finance-Securities-(I) 04842
5. Amended and promulgated by the Securities and Futures Commission, Ministry of Finance per March 18, 1998 Letter No. (87) Taiwan-Finance-Securities-(I)-00751
6. Full text of 50 articles amended and promulgated by the Securities and Futures Commission, Ministry of Finance per September 28, 2001 Order No. (90) Taiwan-Finance-Securities-(I)-005480; for enforcement from the date of issuance
7. Full text of 48 articles amended and promulgated by the Securities and Futures Commission, Ministry of Finance per 30 April 2003 Order No. Taiwan-Finance-Securities-(I)-0920001824; for enforcement from the date of issuance
8. Articles 1, 4, 5, 7 to 10, 13 to 15, 25 to 30, 34 to 37, 45, and 46 amended and issued, and Article 6 deleted, by the Financial Supervisory Commission, Executive Yuan, per 4 April 2006 Order No. Financial-Supervisory-Securities-I-0950001654
9. Articles 27, 30, 31, and 33 amended and issued, and Articles 28-1 to 28-3 added, by the Financial Supervisory Commission, Executive Yuan, per 29 August 2006 Order No. Financial-Supervisory-Securities-I-0950004086
10. Articles 3, 4, 27, and 30 amended and issued by the Financial Supervisory Commission, Executive Yuan per 1 June 2007 Order No. Financial-Supervisory-Securities-I-0960025703
11. Full text of 56 articles amended and issued per 2 May 2008 Order No. Financial-Supervisory-Securities-I-0970017485 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
12. Article 7 amended and issued per14 August 2008 Order No. Financial-Supervisory-Securities-I-0970040660 of the Financial Supervisory Commission, Executive Yuan
13. Articles 5, 9, 18, and 52 amended and issued per 18 December 2008 Order No. Financial-Supervisory-Securities-I-0970066595 of the Financial Supervisory Commission, Executive Yuan
14. Full text of 66 articles amended and issued per 19 May 2010 Order No. Financial-Supervisory-Securities-Corporate-0990024923 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
15. Articles 3 to 5, 8 to 10, 14, 17, 18, 29, 34, 36, 48, 58, 59, 60 to 62, and 66 amended and issued and Articles 58-1, 59-1, and 59-2 added per 14 August 2012 Order No. Financial-Supervisory-Securities-Corporate-1010035052 of the Financial Supervisory Commission; for enforcement from the date of issuance, except for Article 17, paragraph 2, subparagraph 3, item 3 and Article 61, paragraph 2, subparagraph 3, item 3, which shall enter into force from the 2013 fiscal year
16. Articles 6, 8, 45, 49, 50, and 56 and Attachment 18 of Article 43, Attachment 21 of Article 46, and Attachment 36 of Article 60 amended and issued, and Article 44 deleted, per 27 August 2013 Order No. Financial-Supervisory-Securities-Corporate-1020029369 of the Financial Supervisory Commission
17. Articles 6 and 58 and Attachments 1 to 5 of Article 12, Attachments 6 to 9 of Article 22, Attachments 10 to 14 of Article 28, Attachment 15 of Article 39, Attachment 16 of Article 40, Attachments 17 to 19 of Article 43, Attachment 20 of Article 45, Attachment 21 of Article 46, Attachments 22 to 23 of Article 54, Attachments 24 to 28 of Article 55, Attachments 30 to 34 of Article 56, Attachment 35 of Article 58, Attachments 36 to 36-1 of Article 60, Attachments 37 and 47 of Article 62 amended and issued, and Article 9-1 added, per 24 October 2014 Order No. Financial-Supervisory-Securities- Corporate-1030041675 of the Financial Supervisory Commission
18. Articles 5, 6, 8 to 9-1, 21, 46, 50, 58, and 62 and Attachments 17 to 19 of Article 43 and Attachment 20 of Article 45 amended per 12 November 2015 Order No. Financial-Supervisory-Securities-Corporate-1040044352 of the Financial Supervisory Commission
19. Articles 3, 5, 6, 8, and 9-1 amended, and Article 65 deleted, per 29 March 2021 Order No. Financial-Supervisory-Securities-Corporate-1100335023 of the Financial Supervisory Commission