Goto Main Content
:::

Legislative History

Title: Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants CH
Announced Date: 2009-11-06
Amended Date: 2014-05-29
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 36 articles adopted and issued per 6 November 2009 Order No. Financial-Supervisory-Securities-Firms-0980057293 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
2. Article 21 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Firms-10300133222 of the Financial Supervisory Commission