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Title:
Regulations Governing Securities Finance Enterprises
CH
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Financial Supervisory Commission(金融監督管理委員會)
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Legislative History
Chapter I General Provisions
§ 1
Chapter II Business Activities
§ 6
Section I Margin Purchases and Short Sales in Securities Trading
§ 6
Section II Re-Financing for Securities Firms and Other Securities Finance Enterprises
§ 21
Section III Subscription Loans and Underwriting Loans
§ 30
Section IV Securities Settlement Financing
§ 34
Section V Securities Borrowing and Lending
§ 38
Chapter III Finance
§ 55
Chapter IV Supervision and Administration of Enterprises and Personnel
§ 61
Chapter V Supplementary Provisions
§ 66