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Legislative History

2. Article 6 amended per September 25, 2000Order No. (89) Taiwan-Finance-Securities (Legal)-80336 of the Ministry of Finance; for enforcement from date of issuance
3. Full text of nine articles amended and issued per 21 January 2003 Order No. Taiwan-Finance-Securities-Legal-0920102166 of the Ministry of Finance; for enforcement from date of issuance
4. Article 1 amended per 28 February 2004 Order No. Taiwan-Finance-Securities-Legal-0930000729 of the Ministry of Finance
5. Full text of 15 articles amended and issued per 24 January 2005 Order No. Financial-Supervisory-Securities-II-0940103536 of the Financial Supervisory Commission, Executive Yuan; for enforcement from date of issuance
6. Full text of 18 articles amended and issued per 4 August 2008 Order No. Financial-Supervisory-Securities-II-0970039639 of the Financial Supervisory Commission, Executive Yuan; for enforcement from date of issuance
7. Title and full text of 50 articles amended and issued per 16 March 2010 Order No. Financial-Supervisory-Securities-Firms-0990011992 of the Financial Supervisory Commission, Executive Yuan; for enforcement from date of issuance (original title: Regulations
Governing Approval of Securities and Futures Transactions Between the Taiwan Area and the Mainland China Area)
8. Articles 2 and 16 amended per 18 March 2015 Order No. Financial-Supervisory-Securities-Firms-1040005459 of the Financial Supervisory Commission
9. Articles 12, 16 to 18, and 22 amended, and Articles 24-1 to 24-12 and title of Section II-1 of Chapter III added, per 17 March 2023 Order No. Financial-Supervisory-Securities-Firms-1120134018 of the Financial Supervisory Commission