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Legislative History

Title: Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms CH
Announced Date: 2018-06-28
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 23 articles adopted and issued per 28 June 2018 Order No. Financial-Supervisory-Securities-Firms-1070320986 of the Financial Supervisory Commission; for implementation from the date of issuance Format of documents required for the issuance and reopening of Exchange Traded Notes adopted per 31 July 2018 Order No. Financial-Supervisory-Securities-Firms-1070324955