Legislative History
1. Full text of 19 articles adopted and issued per 12 June 2006 Order No. Financial-Supervisory-Securities-II-0950002731 of the Financial Supervisory Commission, Executive Yuan
2. Article 16 amended and issued per 6 March 2007 Order No. Financial-Supervisory-Securities-II-0960008172 of the Financial Supervisory Commission, Executive Yuan
3. Article 8 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
4. Articles 3, 8, and 16 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission
5. Articles 2, 7, 8, 10, 11, 16, 17, and 19 amended and issued per 15 September 2015 Order No. Financial-Supervisory- Securities-Firms-1040030808 of the Financial Supervisory Commission; for implementation from 30 November 2015