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Legislative History

Title: Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants CH
Announced Date: 2002-12-12
Amended Date: 2020-03-18
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 34 articles adopted and issued per 12 December 2002 Order No. Taiwan-Finance-Securities-VII-0910006141 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of issuance
2. Articles 10, 13 to 15, 17, 18, 20, 24, 25, 28, and 30 amended and issued per 18 March 2003 Order No. Taiwan-Finance-Securities-VII-0920001103 of the Securities and Futures Commission, Ministry of Finance
3. Articles 2, 6, 7, 13 to 17, 21, 24, and 34 and title of Chapter VI amended, Article 32-1 added, with all the preceding changes issued per 29 September 2005 Order No. Financial-Supervisory-Securities-VII-0940004333 of the Financial Supervisory Commission, Executive Yuan; for implementation from 1 January 2006
4. Articles 13 to 15, 17, 23, 24, 27, and 34 amended and issued per 4 May 2007 Order No. Financial-Supervisory-Securities-VII-0960018954 of the Financial Supervisory Commission, Executive Yuan; for implementation from 1 January 2007
5. Articles 3, 13, 14, 17, and 24 amended and issued per 12 February 2009 Order No. Financial-Supervisory-Securities-VII-0980004396 of the Financial Supervisory Commission, Executive Yuan
6. Articles 13 and 25 amended and issued per 14 May 2009 Order No. Financial-Supervisory-Securities-II-0980017922 of the Financial Supervisory Commission, Executive Yuan
7. Article 25 and Form 13-2 amended and issued per 28 August 2009 Order No. Financial-Supervisory-Securities-Firms-0980043806 of the Financial Supervisory Commission, Executive Yuan
8. Full text of 39 articles amended and issued per 15 August 2011 Order No. Financial-Supervisory-Securities-Futures-1000038169 of the Financial Supervisory Commission, Executive Yuan; for enforcement from 1 January 2013
9. Articles 14 to 16, 18, 27, and 29 amended and issued, and Article 37-1 added, per 29 December 2011 Order No. Financial-Supervisory-Securities-Futures-1000062549 of the Financial Supervisory Commission, Executive Yuan; for enforcement from 1 January 2013
10. Articles 12 and 39 amended and issued per 12 July 2012 Order No. Financial-Supervisory-Securities-Futures-1010030979 of the Financial Supervisory Commission; for implementation from the fiscal year of 2013
11. Articles 2, 9, 10, 14, 24, 30, 37, and 39 amended and issued per 5 February 2014 Order No. Financial-Supervisory-Securities-Firms-1030001538 of the Financial Supervisory Commission; for enforcement from 1 January 2014
12. Full text of 41 Articles amended and issued per 11 September 2014 Order No. Financial-Supervisory-Securities-Firms-1030034680 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Articles 4, 7, 13 to 19, 22, 24, 26, 27, 35, and 37, and Article 12, paragraph 1, which will come into force from the beginning of financial year 2015
13. Articles 14, 18, 22, 24, 25, 30 to 34, and 41, and the title of Chapter V, amended, and Articles 35-1 and 35-2 added, per 14 February 2017 Order No. Financial-Supervisory-Securities-Firms-1060002308 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Articles 14, 18, 22, 25, 35-1, and 35-2, which will come into force from financial year 2017
14. Articles 14 to 18, 22, 29, 30, 38, 39, and 41 amended per 14 September 2017 Order No. Financial-Supervisory-Securities-Firms-1060032840 of the Financial Supervisory Commission; for enforcement from financial year 2018
15. Articles 14, 15, 22, 26, 29, 30, and 41 amended, and Articles 36, 37, and 38 and the title "Chapter VI" deleted, per 30 July 2018 Order No. Financial-Supervisory-Securities-Firms-1070324179 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Article 14, paragraph 4, subparagraphs 3 and 4, and paragraph 6, and Articles 15, 22, and 29, which will come into force from financial year 2019.
16. Articles 30 and 33 amended per 11 February 2020 Order No. Financial-Supervisory-Securities-Firms-1090360289 of the Financial Supervisory Commission
17. Articles 24 and 41 amended and issued per 18 March 2020 Order No. Financial-Supervisory-Securities-Firms-1090360934 of the Financial Supervisory Commission; for enforcement from financial year 2020