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Legislative History

Title: Regulations Governing Futures Commission Merchants CH
Announced Date: 1997-05-30
Amended Date: 2016-08-02
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 58 articles adopted and issued per 30 May 1997 Order No. (86)-Taiwan-Finance-Securities-(V)-03211 of the Securities and Futures Commission, Ministry of Finance; for enforcement from 1 June 1997
2. Article 18 amended and issued per 28 April 2000 Order No. (89)-Taiwan-Finance-Securities-(VII)-33501 of the Securities and Futures Commission, Ministry of Finance; for enforcement from the date of issuance
3. Articles 3, 4, 14, 24, 25, 32, 42, 44, 45, 58 amended and issued per 5 October 2000 Order No. (89)-Taiwan-Finance-Securities-(VII)-04371 of the Securities and Futures Commission, Ministry of Finance; for enforcement from the date of issuance
4. Articles 14, 43, 47, and 52 amended and issued per 26 November 2001 Order No. (90)-Taiwan-Finance-Securities-(VII)-006209 of the Securities and Futures Commission, Ministry of Finance
5. Article 55 amended and issued per 22 April 2002 Order No. (91)-Taiwan-Finance-Securities-(VII)-002593 of the Securities and Futures Commission, Ministry of Finance
6. Articles 2, 6, 9, 10, 14, 24, 28, 33, 34, 39, 42, and 55 amended and issued, and Article 57 deleted, per 31 December 2002 Order No. Taiwan-Finance-Securities-(VII)-0910006412 of the Securities and Futures Commission, Ministry of Finance
7. Article 14 amended and issued per 14 January 2003 Order No. Taiwan-Finance-Securities-VII-09200000211 of the Securities and Futures Commission, Ministry of Finance
8. Article 14 amended and issued per 02 December 2003 Order No. Taiwan-Finance-Securities-VII-0920004860 of the Securities and Futures Commission, Ministry of Finance
9. Article 3 amended and issued, and Chapter 3-1 chapter name and Articles 56-1 to 56-8 added, per 16 September 2005 Order No. Financial-Supervisory-Securities-VII-0940004091 of the Financial Supervisory Commission, Executive Yuan
10. Articles 2, 25, 27, and 29 amended and issued, and Articles 25-1, 25-2, and 29-1 added, per 17 March 2006 Order No. Financial-Supervisory-Securities-VII -0950001188 of the Financial Supervisory Commission, Executive Yuan
11. Articles 25 and 55 amended and issued, and Article 25-3 added, per 23 October 2007 Order No. Financial-Supervisory-Securities-VII-0960056276 of the Financial Supervisory Commission, Executive Yuan
12. Name of Chapter 3-1 and Articles 56-1 and 56-2 amended and issued per 4 August 2008 Order No. Financial-Supervisory-Securities-II-0970039639 of the Financial Supervisory Commission, Executive Yuan
13. Articles 2, 15, 20, 21, 25, 27, 32, 35, 42, 48, 52, 56, and 58 amended and issued per 4 March 2009 Order No. Financial-Supervisory-Securities-VII-0980007543 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance, except for Article 25, paragraph 1, subparagraph 3, which shall be enforced from 23 November 2009
14. Article 56-2 amended and issued per 16 March 2010 Order No. Financial-Supervisory-Securities-Firms-0990011992 of the Financial Supervisory Commission, Executive Yuan
15. Articles 3, 4, 6, 24, 25, and 55 amended and issued per 2 August 2010 Order No. Financial-Supervisory-Securities-Futures-0990041012 of the Financial Supervisory Commission, Executive Yuan16. Article 17 amended, Article 23-1 added, and Articles 15 and 16 deleted, per 11 January 2011 Order No. Financial-Supervisory-Securities-Futures-1000000289 of the Financial Supervisory Commission, Executive Yuan17. Article 24 amended and issued per 30 December 2011 Order No. Financial-Supervisory-Securities-Futures-1000063626 of the Financial Supervisory Commission, Executive Yuan
18. Articles 2, 17, 24, and 58 amended and issued per 12 July 2012 Order No. Financial-Supervisory-Securities-Futures-1010030979 of the Financial Supervisory Commission; for enforcement from the date of issuance, except for Articles 17 and 24, which shall be enforced from the fiscal year 2013
19. Articles 14, 23, 25-2, and 42 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Futures-1030013322 of the Financial Supervisory Commission
20. Articles 25-3, 38, and 56-2 amended and issued and Article 53-1 added per 6 January 2015 Order No. Financial-Supervisory-Securities-Futures-1030050108 of the Financial Supervisory Commission
21. Articles 6, 23, 36, 56-1, and 56-5 to 56-7 amended and issued and Article 56-9 added per 9 July 2015 Order No. Financial-Supervisory-Securities-Futures-1040024996 of the Financial Supervisory Commission
22. Articles 14, 28, and 55 amended and issued per 27 January 2016 Order No. Financial-Supervisory-Securities-Futures-1050000242 of the Financial Supervisory Commission
23. Article 18 amended and issued per 2 August 2016 Order No. Financial-Supervisory-Securities-Firms-1050027828 of the Financial Supervisory Commission