Legislative History
1. Full text of 30 articles adopted and issued 30 October 2004 per Order No. Financial-Supervisory-Securities-IV-0930005162 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
2. Articles 1, 2, 11, 19, 21, 26, and 27 amended and issued; Articles 23-1 to 23-6 and titles of Chapter 3, Sections 1 and 2 added; and Article 20 deleted 20 January 2006 per Order No. Financial-Supervisory-Securities-IV-0950000358 of the Financial Supervisory Commission, Executive Yuan
3. Full text of 51 articles amended and issued 17 March 2008 per Order No. Financial-Supervisory-Securities-IV-0970008176 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
4. Article 3 amended and issued 4 February 2010 per Order No. Financial-Supervisory-Law-09900542800 of the Financial Supervisory Commission, Executive Yuan
5. Articles 15, 16, and 45 amended per 28 November 2014 Order No. Financial-Supervisory-Securities-SITC-1030048271 of the Financial Supervisory Commission
6. Article 12 amended and issued per 6 October 2017 Order No. Financial-Supervisory-Securities-Firms-1060035566 of the Financial Supervisory Commission