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Legislative History

Title: Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) CH
Announced Date: 2004-10-30
Amended Date: 2016-05-19
Category: Financial Supervisory Commission(金融監督管理委員會)
1. Full text of 27 articles adopted and issued per 30 October 2004 Order No. Financial-Administration-Securities-IV-0930005207 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
2. Full text of 25 articles adopted and issued per 20 January 2006 Order No. Financial-Supervisory-Securities-IV-0950000370 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
3. Full text of 28 articles adopted and issued per 2 May 2008 Order No. Financial-Supervisory-Securities-IV-09700179631 of the Financial Supervisory Commission, Executive Yuan; for implementation from the date of issuance
4. Articles 11 to 14, 19 to 21, and 25 amended and issued per 20 December 2010 Order No. Financial-Supervisory-Securities-SITC-0990069311 of the Financial Supervisory Commission, Executive Yuan
5. Articles 2 and 8 amended and issued per 27 July 2012 Order No. Financial-Supervisory-Securities-SITC-1010033473 of the Financial Supervisory Commission
6. Article 7 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-SITC-10300133221 of the Financial Supervisory Commission
7. Article 28 amended and issued and Article 5-1 added per 4 September 2014 Order No. Financial-Supervisory-Securities-SITC-1030034291 of the Financial Supervisory Commission; for implementation from 4 March 2015
8. Articles 13 and 20 amended and issued per 19 May 2016 Order No. Financial-Supervisory-Securities-SITC-1050018091 of the Financial Supervisory Commission