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Legislative History

1. Full text of 28 articles adopted and issued 30 September 2003 per Order No. Taiwan-Finance-Securities-VI-0920004012 of the Securities and Futures Commission, Ministry of Finance; for implementation from the date of issuance
2. Articles 7, 9, 10, and 22 amended and issued 27 September 2007 per Order No. Financial-Supervisory-Securities-IV-0960051771 of the Financial Supervisory Commission, Executive Yuan
3. Articles 3, 4, 7 to 9, 11, 16, 19, 20, 22, and 26 amended and Articles 11-1 and 11-2 added per 24 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980037607 of the Financial Supervisory Commission, Executive Yuan
4. Articles 1, 3, 9, and 16 amended and issued per 21 August 2018 Order No. Financial-Supervisory-Securities-SITC-1070327974 of the Financial Supervisory Commission, Executive Yuan