1. Promulgated on August 23, 1982 by the Securities & Exchange Commission of the Ministry of Finance per Order Ref. No. (71) Taiwan-Finance-Securities (III)-1429
2. Articles 1, 3, 5, 7-12, 14, and 18 amended and promulgated and Article 16 deleted by the Securities & Exchange Commission of the Ministry of Finance per 24 October 1994 Order Ref. No. (83) Taiwan-Finance-Securities-(III)-020831
3. Eighteen articles promulgated in full by the Securities & Futures Commission of the Ministry of Finance per 28 September 2001 Order Ref. No. (90) Taiwan-Finance-Securities-(II)-160646; amended Articles 5, 9, 10 and 11 to take force on 1 January 2001; all other amended articles to take force on the date of promulgation.
4. Articles 3, 9 to 11, and 18 amended and issued per 10 July 2012 Order No. Financial-Supervisory-Securities-Firms-1010030243 of the Financial Supervisory Commission; for enforcement from the date of issuance
5. Article 10 amended and issued and Articles 13 and 17 deleted per 31 March 2017 Order No. Financial-Supervisory-Securities-Firms-1060008666 of the Financial Supervisory Commission