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Chapter

Title： Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business CH
Category： Financial Supervisory Commission（行政院金融監督管理委員會）
Chapter I General Principles § 1
Chapter II Design and Implementation of the Internal Control System § 5
Chapter III Inspection of the Internal Control System § 10
Section I Internal Audits § 10
Section II Self-Inspection and Statement on Internal Control § 20
Section III Special Audits § 24
Section IV Compliance System § 25
Chapter IV Supplementary Provisions § 28