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Chapter

Title： Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets CH
Category： Financial Supervisory Commission（金融監督管理委員會）
Chapter I General Principles § 1
Chapter II Design and Implementation of Internal Control System § 6
Chapter III Assessment of Internal Control System § 11
Section I Internal Audits § 11
Section II Self-assessment and Statement on Internal Control § 21
Section III Special Audits § 25
Section IV Compliance System § 27
Chapter IV Supplementary Provisions § 30