The directors, supervisors, and members of any committees or other persons in equivalent positions or managerial officers and associated persons who violate these Regulations, in addition to the punishment prescribed under the Act, the FSC may inform the futures clearing house to additionally punish such persons when the violation is substantial enough to influence the normal performance of its business and is of a serious nature.

Upon changes of the registration matters on the license, a futures clearing house shall submit two copies of the documents related to the changes to the FSC for changing its license and pay NT$2,000 licensing fee.
The licensing fee shall be one four thousandth of the actual increased capital if the change of license referred to in the preceding Paragraph is due to the capital increase. Where the business is concurrently operated by a futures exchange or other institutions, the licensing fee shall be one four thousandth of the dedicated operating capital.
The change of license which is due to the change of address resulting from the adjustment of the administrative districts or door card shall be exempt from the above licensing fee requirement.

These Regulations shall enter into force on June 1, 1997.
Amendments to these Regulations shall enter into force on the date of their issuance, except for Articles 13 and 17 amended and issued on 12 July 2012, which shall enter into force from the fiscal year of 2013.