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Laws & Regulations Database of The Republic of China (Taiwan)

Print Time:2024/11/22 07:30
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Chapter Law Content

Chapter IV Supplemental Provisions
Article 32
When a securities firm applies to the FSC for issuance of a permit license pursuant to Article 12 and Article 15 herein, it shall pay a license fee as follows:
1. Where the business is to be operated by the head office, a license fee of NT$5,000 shall be paid; and
2. Where the business is to be operated by a branch office, a license fee of NT$3,000 shall be paid for each branch office.
When a futures introducing broker applies to the FSC for replacement of the permit license, it shall pay a license fee of NT$1,500.
No license fee shall be paid if the permit license is replaced as a result of adjustment of administration zone or change of street address due to adjustment of door plate.
Article 32-1
The format of documents referred to in these Regulations shall be set by the FSC.
Article 33
These Regulations shall come into effect as of the date of promulgation.
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