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Chapter V Supplementary Provisions
Article 48
A SITE applying to the FSC for issuance of a business license shall pay a license fee in an amount as described below:
1.For the establishment of a SITE, 1/4,000th of statutory minimum paid-in capital.
2.For the establishment of a branch unit by a SITE, NT$2,000.
With the exception of a trust enterprise, to which the requirements of the FSC Banking Bureau shall apply, an enterprise in another line of business applying to the FSC for re-issuance of a business license for concurrent operation of securities investment trust business shall pay a license fee in an amount as described below:
1.For the concurrent operation of securities investment trust business by a SICE, futures trust enterprise, or managed futures enterprise, 1/4,000th of the statutory minimum paid-in capital set out in Article 7.
2.When a futures trust enterprise or managed futures enterprise concurrently operating securities investment trust business applies for a branch unit to provide support in the offering, sale, or private placement of beneficial certificates of securities investment trust funds, NT$2,000.
A SITE applying to the FSC for re-issuance of a business license shall pay a license fee of NT$1,000.
The license fee is not required for an application for re-issuance of a business license because of a change of address due to administrative re-districting or re-numbering of street address plate numbers.
Article 49
In the case of any incomplete submission of the application documents required by these Standards or if any required information is missing or incomplete, and if the FSC imposes a deadline for supplementation or correction and the deadline is not met, the application shall be dismissed.
Article 50
The format of documents required by these Standards shall be announced by the FSC.
Article 51
These Standards shall enter into force from the date of issuance.