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Chapter Law Content

Title: Securities and Exchange Act CH
Category: Financial Supervisory Commission(金融監督管理委員會)
Chapter III Securities Firms
Section III Securities Dealers
Article 83
(Capacities of a Securities Dealer)
A securities dealer shall be allowed to subscribe to stocks and corporate bonds.
Article 84
(Restrictions on Those Currently Conducting Underwriting Business)
A securities dealer which concurrently conducts the business of an underwriter shall be governed by the restrictions specified in Article 74.