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Laws & Regulations Database of The Republic of China (Taiwan)

Print Time:2024/04/25 20:36
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Chapter Law Content

Chapter IV Supplementary Provisions
Article 27
When a futures trust enterprise offers a futures trust fund, it shall, except in the case of offering a futures trust fund to persons meeting certain eligibility requirements, on a date which is 3 days prior to the commencement date of the offering of the futures trust fund, and in a format required by the competent authority, transmit an electronic file of the prospectus to the information reporting website designated by the competent authority, and also make the prospectus available in hardcopy form at its place of business and at the places of business of its distributors. Notwithstanding the foregoing, in the case of a follow-on offering of futures trust fund, the prospectus shall be transmitted to the aforementioned information reporting website within 3 days from the date of receipt of the competent authority's approval letter.
The futures trust enterprise shall deliver a copy of the prospectus to each and all subscribers, or, if a subscriber so consents, deliver a copy to the subscriber by transmitting it to the e-mail address instructed by the subscriber.
Except in the case of offering a futures trust fund to persons meeting certain eligibility requirements, if the futures trust enterprise updates or amends a prospectus, it shall, within 10 days of the updating or amendment, transmit an electronic file of the updated or amended prospectus to the information reporting website designated by the competent authority.
Article 28
These Regulations shall come into force from the date of issuance, except for Articles 23 and 26, as amended and issued on 12 July 2012, which shall come into force from the fiscal year of 2013.
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